JUDITH CAROL COLVIN is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 64 WILLOW PLACE, SUITE 200, MENLO PARK, CA, 94025.
JUDITH CAROL COLVIN has worked at UBS FINANCIAL SERVICES INC. since November 30, 2007
Disclosure History
JUDITH CAROL COLVIN has 1 Disclosure Event(s).
Date: September 05, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT IT SEEMED AS THOUGH MUTUAL FUNDS WERE PURCHASED IN HIS ACCOUNT FOR THE COMMISSIONS THEY WOULD PAY AND NOT WITH HIS BEST INTEREST IN MIND. ALLEGED DAMAGES UNSPECIFIED. Broker Comment: CLAIM DENIED.
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