JUDITH ANN MIRON

JUDITH ANN MIRON is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 7666 E 61st St., Ste 350, Tulsa, OK, 74133.

JUDITH ANN MIRON has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since February 01, 2016

Disclosure History

JUDITH ANN MIRON has 3 Disclosure Event(s).

Date: July 27, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: November 09, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 15, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT WHEN HE PURCHASED A VARIABLE ANNUITY IN AUGUST 2006 THE REPRESENTATIVE GUARANTEED AN ANNUAL INTEREST RATE. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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