JUDITH ANN STEELE is currently employed as a Broker and/or Investment Adviser at FIRST ALLIED SECURITIES, INC. located at 5905 GRANITE LAKE DRIVE, SUITE 110, GRANITE BAY, CA, 95746.
JUDITH ANN STEELE has worked at FIRST ALLIED SECURITIES, INC. since January 19, 2007
Disclosure History
JUDITH ANN STEELE has 1 Disclosure Event(s).
Date: July 31, 2012 Category: Financial Type: Compromise Disposition: Settled Broker Comment: A REP FROM CITI CALLED AS A COURTESY TO THEIR SMITH BARNEY CLIENTS. THEY OFFERED A COMPROMISE TO MY HONE EQUITY LOAN BALANCE DUE TO FALLEN REAL ESTATE VALUES. I ACCEPTED.
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