JUDITH HARLEY VEREEN is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 9861 BROKEN LAND PARKWAY, SUITE 150, COLUMBIA, MD, 21046.
JUDITH HARLEY VEREEN has worked at NYLIFE SECURITIES LLC since June 08, 2004
Disclosure History
JUDITH HARLEY VEREEN has 2 Disclosure Event(s).
Date: June 13, 2014 Category: Judgment / Lien Judgment/Lien Amount: $33,161.71 Judgment/Lien Type: Tax Broker Comment: TAX YEAR 1040 2009 AND 2011
Date: March 02, 2011 Category: Customer Dispute Allegations: REGARDING THE PURCHASE OF A VARIABLE UNIVERSAL LIFE INSURANCE POLICY IN JANUARY 2007, THE CUSTOMER ALLEGES THAT THE POLICY WAS NOT SUITABLE AND INCONSISTENT WITH HER STATED GOALS, WHICH WAS TO HAVE RETIREMENT SAVING AND TAX SHELTER. THE CUSTOMER MAINTAINS THAT SHE WAS MISLED TO PURCHASE A POLICY SHE DOES NOT WANT NOR REQUEST AND WAS TOLD THAT HER POLICY IS AN ANNUITY. Damage Amount Requested: $6,500.00
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