JUDY KATHLEEN RIESENBERG is currently employed as a Broker and/or Investment Adviser at WADDELL & REED located at 300 CENTRAL AVENUE, SUITE 600, GREAT FALLS, MT, 59401.
JUDY KATHLEEN RIESENBERG has worked at WADDELL & REED since August 05, 1992
Disclosure History
JUDY KATHLEEN RIESENBERG has 1 Disclosure Event(s).
Date: July 27, 2007 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT UNTIMELY PROCESSING OF HER REQUEST TO TRANSFER HER FIDUCIARY PROCEEDS HAS CAUSED HER MARKET LOSS. TRANSFER OF PROCEEDS REQUESTS RECEIVED IN JULY 2007. Damage Amount Requested: $7,542.78 Settlement Amount: $7,677.95
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