JUERGEN HARTMUT DIETRICH is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 250 W PRATT ST 23RD FL, BALTIMORE, MD, 21201.
JUERGEN HARTMUT DIETRICH has worked at WELLS FARGO CLEARING SERVICES, LLC since January 01, 2008
Disclosure History
JUERGEN HARTMUT DIETRICH has 2 Disclosure Event(s).
Date: October 07, 2002 Category: Customer Dispute Allegations: ALLEGED UNAUTHORIZED TRADING. LOSSES NOT SPECIFIED BUT BELIEVED TO EXCEED $5,000. SEPTEMBER 2001 - DECEMBER 2001. **** THE ALLEGATIONS ARE DENIED. ****
Date: March 30, 1998 Category: Customer Dispute Allegations: ALLEGED NEGLIGENCE, BREACH OF FIDUCIARY DUTY,ALLEGED COMPENSATORY DAMAGES OF $1,000,000 Damage Amount Requested: $1,000,000.00 Settlement Amount: $183,500.00 Broker Comment: A.G. EDWARDS & SONS, INC. SETTLED IN THE AMOUNTOF $183,500.NOT PROVIDED
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