JULIANA C ARIAS

JULIANA C ARIAS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1055 LPL WAY, FORT MILL, SC, 29715.

JULIANA C ARIAS has worked at LPL FINANCIAL LLC since August 08, 2012

Disclosure History

JULIANA C ARIAS has 1 Disclosure Event(s).

Date: May 28, 2009
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: DURING THE ECONOMIC CRISIS IN 2008/2009, MY HUSBAND WAS LAID OFF AND WE COULDN'T MEET OUR OBLIGATIONS ON MY SALARY ALONE.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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