JULIANE RODRIGUEZ

JULIANE RODRIGUEZ is currently employed as a Broker and/or Investment Adviser at PERSHING LLC located at ONE PERSHING PLAZA, JERSEY CITY, NJ, 07399.

JULIANE RODRIGUEZ has worked at PERSHING LLC since November 20, 2012

Disclosure History

JULIANE RODRIGUEZ has 1 Disclosure Event(s).

Date: November 30, 2016
Category: Financial
Type: Bankruptcy
Disposition: Direct Payment Procedure
Broker Comment: I needed to consolidate my debt by paying a monthly payment. I received a letter on 12/9/16 indicating the total amount of monies that I would have to end up paying as a result of the bankruptcy. I was also advised of the date, the 27th of the month, that the payment would need to be sent each month. Just also a note that I started making a payment before the court dates began and even before the final disposition date was even determined which is why the initiated payment date above is before any of those dates since the financials of the bankruptcy had already been worked out before court started.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JULIANE RODRIGUEZ, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.