JULIANNE GARVIN WEISSHAUT is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1 TOWN CENTER RD, BOCA RATON, FL, 33486.
JULIANNE GARVIN WEISSHAUT has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since January 31, 1997
Disclosure History
JULIANNE GARVIN WEISSHAUT has 1 Disclosure Event(s).
Date: September 06, 2012 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES UNSUITABLE INVESTMENT RECOMMENDATIONS AND MISREPRESENTATION AND OMISSION OF MATERIAL FACTS FROM JANUARY 2007 TO SEPTEMBER 2009. Damage Amount Requested: $49,000.00 Settlement Amount: $20,000.00 Broker Comment: MS. WEISSHAUT DENIES THE ALLEGATIONS IN THE STATEMENT OF CLAIM. THIS MATTER WAS SETTLED BY MERRILL LYNCH FOR BUSINESS REASONS TO AVOID THE EXPENSE AND UNCERTAINTY OF LITIGATION. MS. WEISSHAUT DID NOT CONTRIBUTE TO THE SETTLEMENT.
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