JULIE-ANNE LOUISE CATLING is currently employed as a Broker and/or Investment Adviser at CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. located at 2200 - 609 GRANVILLE STREET, VANCOUVER, BC, , V7Y 1H2.
JULIE-ANNE LOUISE CATLING has worked at CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. since March 16, 2017
JULIE-ANNE LOUISE CATLING has 1 Disclosure Event(s).Date: July 23, 1999
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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