JULIE ANN BOWER

JULIE ANN BOWER is currently employed as a Broker and/or Investment Adviser at SECURIAN FINANCIAL SERVICES, INC. located at 4001 MACARTHUR BLVD., SUITE 300, NEWPORT BEACH, CA, 92660.

JULIE ANN BOWER has worked at SECURIAN FINANCIAL SERVICES, INC. since July 23, 1990

Disclosure History

JULIE ANN BOWER has 1 Disclosure Event(s).

Date: October 19, 2017
Category: Customer Dispute
Allegations: CLIENT ALLEGES RR PROVIDED INACCURATE COST BASIS INFORMATION RELATED TO A WITHDRAWAL FROM HER ANNUITY TO INVEST IN HER LIFE INSURANCE POLICY IN JANUARY 2013.
Damage Amount Requested: $5,000.00
Settlement Amount: $93,759.34

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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