JULIE ANN GLANDT

JULIE ANN GLANDT is currently employed as a Broker and/or Investment Adviser at PRINCIPAL SECURITIES, INC. located at 3025 College St, Grand Island, NE, 68803.

JULIE ANN GLANDT has worked at PRINCIPAL SECURITIES, INC. since November 02, 2010

Disclosure History

JULIE ANN GLANDT has 3 Disclosure Event(s).

Date: February 01, 2018
Category: Judgment / Lien
Judgment/Lien Amount: $3,384.24
Judgment/Lien Type: Civil
Broker Comment: TURNED OVER FORD FOCUS IN 2011 TO FINANCE COMPANY DUE TO CHANGE OF OWNERSHIP OF COMPANY. IT WAS SOLD IN AUCTION-DEBT FOR BALANCE DIFFERENCE. HAD TRIED TO MAKE PAYMENTS BUT DEBT SOLD SEVERAL TIMES TILL COULD NOT FIND. NO PAYMENTS SET IN DEFAULT JUDGMENT. WILL MAKE PAYMENTS ON OWN TO CLEAR DEBT

Date: September 19, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $1,593.00
Judgment/Lien Type: Civil
Broker Comment: WORKING ON MAKING SETTLEMENT DUE TO COMPANY MOVING DEBT BUT NOT ABLE TO LOCATE, NOT BEEN NOTIFIED.

Date: December 01, 2008
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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