JULIE YVETTE LANDRY-MOELLER

JULIE YVETTE LANDRY-MOELLER is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 978 DEL MAR DR, THE VILLAGES, FL, 32159.

JULIE YVETTE LANDRY-MOELLER has worked at CETERA ADVISORS LLC since June 22, 2015

Disclosure History

JULIE YVETTE LANDRY-MOELLER has 1 Disclosure Event(s).

Date: December 05, 2006
Category: Customer Dispute
Allegations: DAUGHTER, WHO IS POA ON ACCOUNT, ALLEDGED THAT A THOUROUGH SUITABILITY ANALYSIS WAS NOT COMPLETED BEFORE PURCHASE OF A VARAIBLE ANNUITY.
Damage Amount Requested: $8,509.66
Broker Comment: AIS HAS COMPLETED ITS INVESTIGATION INTO THE ALLEDGED UNSUITABLE INVESTMENT FOR [CUSTOMER]. THE INVESTIGATION DID NOT RESULT IN ANY FINDINGS OR EVIDENCE OF AN UNSUITABLE INVESTMENT. [CUSTOMER] IS CURRENTLY RECEIVING A 5% MONTHLY LIFETIME PAYMENT FROM THE VARIABLE ANNUITY.***AS OF DECEMBER 5, 2008, THIS ITEM IS NO LONGER REPORTABLE***

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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