JULIE ANN PICK is currently employed as a Broker and/or Investment Adviser at KMS FINANCIAL SERVICES, INC. located at 108 E 38th St Suite 800, Sioux Falls, SD, 57105.
JULIE ANN PICK has worked at KMS FINANCIAL SERVICES, INC. since November 10, 2017
Disclosure History
JULIE ANN PICK has 1 Disclosure Event(s).
Date: April 29, 2015 Category: Customer Dispute Allegations: CLIENT ALLEGES HE PURCHASED A 1998 VARIABLE LIFE INSURANCE POLICY BASED ON THE AGENTS REPRESENTATION THAT HE WOULD ONLY NEED TO PAY PREMIUMS FOR A FEW YEARS AND THEN THE INVESTMENT WOULD COVER THE COST OF INSURANCE, DAMAGES WERE UNSPECIFIED. Broker Comment: AXA FOUND NO BASIS TO THE CUSTOMER COMPLAINT. AFTER FURTHER REVIEW, POLICY WAS ORIGINALLY WRITTEN BY REP IN 1998 WAS REASSIGNED TO ANOTHER REP IN 2005. POLICY WAS COMPLIANT UPON ISSUE IN 1998 AND REP WAS NOT AGENT OF RECORD SINCE 2005.
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