JULIE N SHERMAN

JULIE N SHERMAN is currently employed as a Broker and/or Investment Adviser at THRIVENT INVESTMENT MANAGEMENT INC. located at 701 XENIA AVE. S., SUITE 550, GOLDEN VALLEY, MN, 55416.

JULIE N SHERMAN has worked at THRIVENT INVESTMENT MANAGEMENT INC. since February 23, 2015

Disclosure History

JULIE N SHERMAN has 1 Disclosure Event(s).

Date: November 01, 2011
Category: Financial
Type: Compromise
Disposition: PAID

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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