Julie Ann Sternal is currently employed as a Broker and/or Investment Adviser at BMO HARRIS FINANCIAL ADVISORS, INC. located at 615 WATER STREET, SAUK CITY, WI, 53583.
Julie Ann Sternal has worked at BMO HARRIS FINANCIAL ADVISORS, INC. since April 13, 2017
Disclosure History
Julie Ann Sternal has 2 Disclosure Event(s).
Date: January 27, 2011 Category: Employment Separation After Allegations Firm Name: JPMCHASE BANK Termination Type: Discharged Allegations: TERMINATED BY AFFILIATE BANK - NON SECURITIES RELATED. REGISTERED REP ALLEGEDLY PROCESSED TRANSACTIONS FOR A BANK CUSTOMER ON AN ACCOUNT FOR WHICH THEY WERE NOT A SIGNER.
Date: October 10, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATION RELATING TO A MUTUAL FUND INVESTMENT. Damage Amount Requested: $15,335.00 Settlement Amount: $17,524.96
More Information
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