JULIE CHI-CHING CHEN TUNG is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 490 BROADWAY, MILLBRAE, CA, 94030.
JULIE CHI-CHING CHEN TUNG has worked at WELLS FARGO CLEARING SERVICES, LLC since January 03, 2011
Disclosure History
JULIE CHI-CHING CHEN TUNG has 2 Disclosure Event(s).
Date: May 17, 2001 Category: Customer Dispute Allegations: THE CLIENT ALLEGES THAT "WHEN [HE] FIRST INVESTED IN ... [THE TRAVELERS INDEX ANNUITY] WITH JULIE CHEN, [HE] WAS NOT TOLD ABOUT THE RISKS, TERM OR THE OBJECTIVE OF THIS ANNUITY. Damage Amount Requested: $24,180.57 Broker Comment: CLIENT WITHDREW COMPLAINT AND THE FIRM SUBSEQUENTLY COULD NO LONGER CONTINUE ITS INVESTIGATION WITHOUT THE CLIENTS COOPERATION
Date: May 17, 2001 Category: Customer Dispute Allegations: THE CLIENT ALLEGES THAT THEY "WERE NOT MADE AWARE OF THE RISKS OR FEES" ASSOCIATED WITH THEIR MUTUAL FUND INVESTMENT. Damage Amount Requested: $5,760.87 Broker Comment: CLIENTS WITHDREW COMPLAINT AND THE FIRM SUBSEQUENTLY COULD NO LONGER CONTINUE ITS INVESTIGATION WITHOUT THE CLIENTS COOPERATION
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