JULIEN RYAN GUTIERREZ

JULIEN RYAN GUTIERREZ is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 315 DEADERICK STREET, NASHVILLE, TN, 37238.

JULIEN RYAN GUTIERREZ has worked at UBS FINANCIAL SERVICES INC. since August 26, 2015

Disclosure History

JULIEN RYAN GUTIERREZ has 1 Disclosure Event(s).

Date: December 21, 2012
Category: Criminal
Charges: POSSESS CERTAIN WEAPONS
Disposition: Amended
Amended Charges: DISORDERLY - NO PERSON SHALL ANNOY, DISTURB,INTERFERE WITH, OBSTRUCT OR BE OFFENSIVE TO ANOTHER, SO AS TO SUBSTANTIALLY IMPAIR HIS/HER RIGHT TO BE LEFT ALONE
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Pled guilty

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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