JULIUS C MAINOR

JULIUS C MAINOR is currently employed as a Broker and/or Investment Adviser at TRANSAMERICA FINANCIAL ADVISORS, INC located at 4955 S. DURANGO DR., SUITE 209-M, LAS VEGAS, NV, 89113.

JULIUS C MAINOR has worked at TRANSAMERICA FINANCIAL ADVISORS, INC since December 03, 2014

Disclosure History

JULIUS C MAINOR has 11 Disclosure Event(s).

Date: November 18, 2015
Category: Financial
Type: Bankruptcy
Disposition: Dismissed

Date: July 24, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $253.72
Judgment/Lien Type: Tax
Broker Comment: LIEN TO BE PAID 11/20/2015.

Date: January 29, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $251.48
Judgment/Lien Type: Tax
Broker Comment: LIEN TO BE PAID 11/20/2015.

Date: August 05, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $295.47
Judgment/Lien Type: Tax
Broker Comment: LIEN TO BE PAID 11/20/2015.

Date: February 28, 2013
Category: Financial
Type: Bankruptcy
Disposition: Dismissed

Date: November 02, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $276.96
Judgment/Lien Type: Tax
Broker Comment: LIEN TO BE PAID 11/20/2015.

Date: June 22, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $278.48
Judgment/Lien Type: Tax
Broker Comment: LIEN TO BE PAID 11/20/2015.

Date: June 24, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $289.67
Judgment/Lien Type: Tax
Broker Comment: LIEN TO BE PAID 11/20/2015.

Date: June 19, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $298.53
Judgment/Lien Type: Tax
Broker Comment: LIEN TO BE PAID 11/20/2015.

Date: November 21, 2008
Category: Financial
Type: Bankruptcy
Disposition: Dismissed

Date: June 26, 2008
Category: Judgment / Lien
Judgment/Lien Amount: $260.65
Judgment/Lien Type: Tax
Broker Comment: LIEN TO BE PAID 11/20/2015.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JULIUS C MAINOR, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.