JUNG SUP YI

JUNG SUP YI is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 10885 NE 4TH STREET, SUITE 1400, BELLEVUE, WA, 98004.

JUNG SUP YI has worked at NYLIFE SECURITIES LLC since September 25, 2014

Disclosure History

JUNG SUP YI has 3 Disclosure Event(s).

Date: June 26, 2014
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: April 08, 2014
Category: Financial
Type: Bankruptcy
Disposition: Dismissed

Date: February 07, 2014
Category: Financial
Type: Bankruptcy
Disposition: Dismissed

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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