JUSTIN D ALEXANDER

JUSTIN D ALEXANDER is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at ONE N JEFFERSON AVE, ST. LOUIS, MO, 63103.

JUSTIN D ALEXANDER has worked at WELLS FARGO CLEARING SERVICES, LLC since January 22, 2014

Disclosure History

JUSTIN D ALEXANDER has 1 Disclosure Event(s).

Date: July 08, 2015
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT A SIGNIFICANT CAPITAL GAIN WAS LOST BASED ON INCORRECT INFORMATION PROVIDED BY WELLS FARGO ADVISORS ON MAY 21, 2015.
Damage Amount Requested: $14,054.07
Settlement Amount: $816.15
Broker Comment: WITHOUT ADMITTING ANY FAULT OR LIABILITY THE FIRM SETTLED THIS MATTER FOR $816.15.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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