JUSTIN MATTHEW CONNORS

JUSTIN MATTHEW CONNORS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 571 Beachland Blvd., Suite 209, Vero Beach, FL, 32963.

JUSTIN MATTHEW CONNORS has worked at LPL FINANCIAL LLC since September 08, 2009

Disclosure History

JUSTIN MATTHEW CONNORS has 1 Disclosure Event(s).

Date: August 09, 1988
Category: Criminal
Charges: (1) ONE UNLAWFUL USE OF LICENSE (2) FLEEING ANDATTEMPTING TO ALLUDE A POLICE OFFICER,MISDEMEANOR. (3)PLED NO CONTEST.NOT INVESTMENT RELATED, STUDENT AT THE TIME Charge Type: MISDEMEANOR
Disposition: PLED NO CONTEST TO MISDEMEANOR RESULTING IN 6MONTHS PROBATION AND 50 HRS COMMUNITY SERVICE. 2ND CHARGE WASDISMISSED.
Broker Comment: NOT PROVIDED

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JUSTIN MATTHEW CONNORS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.