JUSTIN CHRISTOPHER DOLAN

JUSTIN CHRISTOPHER DOLAN is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 61 CORDOVA ST, ST AUGUSTINE, FL, 32084.

JUSTIN CHRISTOPHER DOLAN has worked at CETERA ADVISORS LLC since December 01, 2014

Disclosure History

JUSTIN CHRISTOPHER DOLAN has 1 Disclosure Event(s).

Date: July 02, 2014
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES REGISTERED REPRESENTATIVE GAVE POOR ADVICE WHICH LED TO THE SALE OF 2 GINNIE MAE BONDS IN JUNE OF 2014.
Damage Amount Requested: $7,235.66

Errors or Outdated Information?

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

OTHER BROKERS IN FL WITH DISCLOSURE EVENTS

To view the full report for JUSTIN CHRISTOPHER DOLAN, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.

BrokerSearch Removal