JUSTIN RUSSELL FLORENCE

JUSTIN RUSSELL FLORENCE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1061 COLONY DR, ALPHARETTA, GA, 30009-3118.

JUSTIN RUSSELL FLORENCE has worked at LPL FINANCIAL LLC since July 23, 2004

Disclosure History

JUSTIN RUSSELL FLORENCE has 1 Disclosure Event(s).

Date: September 09, 2013
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES BREACH OF CONTRACT, BREACH OF FIDUCIARY DUTY, AND NEGLIGENCE REGARDING CHANGES TO PORTFOLIO AND PLACEMENT IN THIRD PARTY MANAGED ACCOUNTS.
Damage Amount Requested: $49,999.00
Settlement Amount: $17,500.00
Broker Comment: THE FIRM SETTLED THIS MATTER WITH NO ADMISSION OF LIABILITY AND TO AVOID LITIGATION COSTS. THE REP DENIES ALL ALLEGATIONS OF WRONGDOING AND DID NOT CONTRIBUTE TO THE SETTLEMENT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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