JUSTIN RASHARD LEWIS is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 131 HAY STREET, FAYETTEVILLE, NC, 28303.

JUSTIN RASHARD LEWIS has worked at AXA ADVISORS, LLC since March 21, 2012

Disclosure History

JUSTIN RASHARD LEWIS has 2 Disclosure Event(s).

Date: June 21, 2017
Category: Judgment / Lien
Judgment/Lien Amount: $693.50
Judgment/Lien Type: Civil

Date: October 20, 2016
Category: Customer Dispute
Allegations: Client alleges RR made unsuitable recommendations in the purchase of a variable annuity in 2015.
Broker Comment: The Firm found no basis to the customer complaint.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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