JUSTIN BRIAN MITCHELL is currently employed as a Broker and/or Investment Adviser at CAPITAL FINANCIAL SERVICES, INC. located at 4970 Bluebonnet Blvd Ste B, Baton Rouge, LA, 70809.
JUSTIN BRIAN MITCHELL has worked at CAPITAL FINANCIAL SERVICES, INC. since July 17, 2017
Disclosure History
JUSTIN BRIAN MITCHELL has 2 Disclosure Event(s).
Date: October 04, 2017 Category: Investigation Initiated By: FINRA Description of Investigation: Investigation regarding outside business activity.
Date: May 30, 2017 Category: Employment Separation After Allegations Firm Name: LPL Financial LLC Termination Type: Discharged Allegations: Violation of Firm policy regarding outside business activities.
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