JUSTIN ERNEST RICH is currently employed as a Broker and/or Investment Adviser at BMO HARRIS FINANCIAL ADVISORS, INC. located at 270 MERCHANTS SQUARE DRIVE, CARMEL, IN, 46032.

JUSTIN ERNEST RICH has worked at BMO HARRIS FINANCIAL ADVISORS, INC. since December 17, 2013

Disclosure History

JUSTIN ERNEST RICH has 1 Disclosure Event(s).

Date: July 20, 2016
Category: Customer Dispute
Allegations: Claim alleges misrepresentation of an investment advisory account by RR in his capacity as a registered banker -10/19/2015-12/14/2015.
Damage Amount Requested: $18,000.00
Settlement Amount: $11,651.09

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JUSTIN ERNEST RICH, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.