JUSTIN L RICHTER

JUSTIN L RICHTER is currently employed as a Broker and/or Investment Adviser at MSEC, LLC located at 4200 W. 115TH ST., SUITE 100, SUITE 500, LEAWOOD, KS, 66211.

JUSTIN L RICHTER has worked at MSEC, LLC since January 03, 2014

Disclosure History

JUSTIN L RICHTER has 1 Disclosure Event(s).

Date: April 27, 2004
Category: Criminal
Charges: AGGRAVATED ASSAULT
Disposition: Dismissed
Broker Comment: AFTER A REVIEW OF THE FACTS OF THE CASE, THE FELONY CHARGE OF AGGRAVATED ASSAULT WAS DISMISSED BY THE JUDGE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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