KAPSOOL SEO

KAPSOOL SEO is currently employed as a Broker and/or Investment Adviser at BANKERS LIFE SECURITIES, INC. located at 6602 E 75TH STREET, SUITE 510, INDIANAPOLIS, IN, 46250.

KAPSOOL SEO has worked at BANKERS LIFE SECURITIES, INC. since May 26, 2016

Disclosure History

KAPSOOL SEO has 1 Disclosure Event(s).

Date: August 14, 2017
Category: Customer Dispute
Allegations: On or about August 12, 2015, [customer] met with Kapsool Seo and completed an application for an immediate fixed annuity issued by Bankers Life and Casualty Company. [customer], died February 5, 2017. Subsequent to his death [customer's] estate filed a lawsuit alleging that Mr. Seo by way of deception or intimidation caused financial exploitation by selling [cusotmer] an immediate fixed annuity.
Damage Amount Requested: $10,000.00
Settlement Amount: $53,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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