KARA MAE ALVARADO

KARA MAE ALVARADO is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 6702 POINTE INVERNESS WAY, STE 100, FORT WAYNE, IN, 46804.

KARA MAE ALVARADO has worked at WELLS FARGO CLEARING SERVICES, LLC since January 14, 2014

Disclosure History

KARA MAE ALVARADO has 1 Disclosure Event(s).

Date: April 06, 2004
Category: Criminal
Charges: CRIMINAL CONVERSION
Disposition: Dismissed
Broker Comment: ON APRIL 6, 2004 I WAS SHOPPING WITH A FRIEND AT GLENBROOK MALL. MY FRIEND WAS CAUGHT SHOPLIFTING BY A SALES ATTENDANT. THE SALES ATTENDANT ASSUMED I WAS INVOLVED AND ACCUSED ME OF CRIMINAL CONVERSION. I WAS UNAWARE OF MY FRIEND'S ACTIONS AND I WAS NOT SHOPLIFTING. THE CRIMINAL CONVERSION CHARGE THAT WAS BROUGHT AGAINST ME WAS DISMISSED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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