KAREN ANN BLANCHARD

KAREN ANN BLANCHARD is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 75 ISHAM RD STE 310, WEST HARTFORD, CT, 06107.

KAREN ANN BLANCHARD has worked at WELLS FARGO CLEARING SERVICES, LLC since February 12, 2016

Disclosure History

KAREN ANN BLANCHARD has 1 Disclosure Event(s).

Date: January 11, 2001
Category: Customer Dispute
Allegations: CLIENTS ALLEGED THAT A TRADE EXECUTED TEN MONTHS AGO WAS UNAUTHORIZED.
Damage Amount Requested: $37,000.00
Broker Comment: FIRM REVIEWED THE MATTER, FOUND IT TO BE WITHOUT MERIT, AND DENIED THE CLAIM.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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