KAREN JEAN GIESE is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 2620 STEWART AVE STE 116, WAUSAU, WI, 54401.
KAREN JEAN GIESE has worked at WELLS FARGO CLEARING SERVICES, LLC since September 18, 2012
Disclosure History
KAREN JEAN GIESE has 2 Disclosure Event(s).
Date: December 02, 2012 Category: Customer Dispute Allegations: CLIENT ALLEGES UNSUITABILITY OF VARIABLE ANNUITY PRODUCT AS IT PERTAINS TO THE CONCENTRATION AND EXPECTED LIQUIDITY OF PROTECTED WITHDRAWAL VALUE AT MATURITY.
Date: December 02, 2012 Category: Customer Dispute Allegations: CLIENT ALLEGES UNSUITABILITY OF VARIABLE ANNUITY PRODUCT AS IT PERTAINS TO THE CONCENTRATION AND EXPECTED LIQUIDITY OF PROTECTED WITHDRAWAL VALUE AT MATURITY.
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