KAREN DALE HOLT

KAREN DALE HOLT is currently employed as a Broker and/or Investment Adviser at PEACHCAP SECURITIES, INC. located at 550 PHARR RD., SUITE 700, ATLANTA, GA, 30305.

KAREN DALE HOLT has worked at PEACHCAP SECURITIES, INC. since November 29, 2016

Disclosure History

KAREN DALE HOLT has 1 Disclosure Event(s).

Date: March 08, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $141,055.35
Judgment/Lien Type: Tax
Broker Comment: THE AMOUNT IS BEING UPDATED TO REFLECT THE ADDITION OF PENALTIES AND INTEREST. AS A RESULT, GOING FORWARD THE AMOUNT MAY CHANGE DUE TO ADDITIONAL PENALTIES AND INTEREST EVEN THOUGH WE ARE MAKING PAYMENTS. The registered rep and her husband have a tax lien filed by the IRS on 3/8/2013, docket# BK1375PG195. The amount of the lien has been revised by the IRS as of 8/6/2016. The balance does not reflect a new lien but a revision of our original agreementestablished on 3/8/2013. The lien is being paid off by installment agreement with the IRS.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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