KAREN Denise WILLIAMS

KAREN Denise WILLIAMS is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 6520 DOGWOOD VIEW PKWY, STE E, JACKSON, MS, 39213.

KAREN Denise WILLIAMS has worked at PFS INVESTMENTS INC. since March 08, 2016

Disclosure History

KAREN Denise WILLIAMS has 2 Disclosure Event(s).

Date: July 27, 2006
Category: Judgment / Lien
Judgment/Lien Amount: $395.00
Judgment/Lien Type: Civil
Broker Comment: I WASN'T AWARE UNTIL PRIMERICA SENT INFORMATION FEBRUARY OF 2015 BY EMAIL. I HAVE HIRES AN ATTORNEY TO RESOLVED THIS MATTER. I JUST WASN'T PROPERLY SERVED OR WENT TO COURT. MY ATTORNEY IS WORKING TO GET IT RELEASED.

Date: June 15, 2001
Category: Judgment / Lien
Judgment/Lien Amount: $168.00
Judgment/Lien Type: Civil
Broker Comment: I BECAME AWARE IN FEBRUARY OF 2015 WHEN PROMERICA SENT ME THE INFORMATION. I BELIEVE THIS DEBT WAS FILED IN A BANKRUPTCY AND SHOULD HAVE NEVER BEEN FILED. I HAVE AN ATTORNEY LOOKING INTO THE MATTER TO HAVE IT RELEASED BECAUSE I WAS NEVER SERVED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for KAREN Denise WILLIAMS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.