KAREN True WINSLOW is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 14 SEWALL STREET, PORTLAND, ME, 04102.
KAREN True WINSLOW has worked at LPL FINANCIAL LLC since November 08, 1996
Disclosure History
KAREN True WINSLOW has 1 Disclosure Event(s).
Date: August 12, 2014 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT FULL SURRENDER OF THE VARIABLE ANNUITY ON 7/29/14 WAS DONE WITHOUT HER KNOWLEDGE OR APPROVAL. CUSTOMER ALSO ALLEGES LOSS OF $32,000 RELATING TO GUARANTEED SURRENDER VALUE. Damage Amount Requested: $32,000.00 Settlement Amount: $1,000.00 Broker Comment: THE MATTER WAS RESOLVED UPON THE PAYMENT OF A $1,000 REINSTATEMENT FEE TO THE ANNUITY COMPANY TO REINSTATE THE CLIENT'S VARIABLE ANNUITY. THE CLIENT STILL HOLDS THE ANNUITY AND REMAINS A CUSTOMER OF KAREN TRUE WINSLOW.
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