Karl DeLane Leonard is currently employed as a Broker and/or Investment Adviser at IFS SECURITIES located at 12723 Rock Creek Court, Humble, TX, 77346.
Karl DeLane Leonard has worked at IFS SECURITIES since February 07, 2017
Disclosure History
Karl DeLane Leonard has 2 Disclosure Event(s).
Date: April 25, 2017 Category: Judgment / Lien Judgment/Lien Amount: $1,978.77 Judgment/Lien Type: Tax Broker Comment: I was not aware of any tax lien from the state of Tennessee until May 1, 2017. I am setting up a payment plan to pay this off within 12 months or sooner. Part of the amount included is the 2017 Professional Privilege Tax according to
Date: December 07, 2016 Category: Employment Separation After Allegations Firm Name: EDWARD JONES Termination Type: Discharged Allegations: Failed to disclose annuity contract expenses to clients. Broker Comment: I explained expenses and fees in the manner I have always explained which was not acceptable to Edward Jones.
More Information
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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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