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KARL RAY NORMAN is currently employed as a Broker and/or Investment Adviser at POLAR INVESTMENT COUNSEL, INC. located at 350 Garfield Ave Ste 6, Duluth, MN, 55802.
KARL RAY NORMAN has worked at POLAR INVESTMENT COUNSEL, INC. since September 25, 2017
KARL RAY NORMAN has 1 Disclosure Event(s).
Date: March 08, 2016All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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