KAROLYN MORIGI-ARMSTRONG

KAROLYN MORIGI-ARMSTRONG is currently employed as a Broker and/or Investment Adviser at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located at 30 BUXTON FARM RD STE 150, STAMFORD, CT, 06905.

KAROLYN MORIGI-ARMSTRONG has worked at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC since January 07, 2011

Disclosure History

KAROLYN MORIGI-ARMSTRONG has 2 Disclosure Event(s).

Date: May 09, 2011
Category: Customer Dispute
Allegations: IT IS ALLEGED THAT AN UNSUITABLE INVESTMENT WAS MADE IN SEPTEMBER 2008 & THAT ACCOUNTS WERE MISMANAGED.
Damage Amount Requested: $143,000.00
Settlement Amount: $50,000.00

Date: February 06, 1997
Category: Regulatory

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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