KASCIA LIPFORD is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 400 1ST ST S STE 300, ST CLOUD, MN, 56301.

KASCIA LIPFORD has worked at CETERA INVESTMENT SERVICES LLC since November 09, 2017

Disclosure History

KASCIA LIPFORD has 1 Disclosure Event(s).

Date: March 18, 2015
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: N/A

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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