KATE BEE GRAY

KATE BEE GRAY is currently employed as a Broker and/or Investment Adviser at VINING SPARKS located at 775 RIDGE LAKE BLVD., SUITE 200, MEMPHIS, TN, 38120.

KATE BEE GRAY has worked at VINING SPARKS since March 19, 2012

Disclosure History

KATE BEE GRAY has 2 Disclosure Event(s).

Date: June 16, 2015
Category: Financial
Type: Bankruptcy
Disposition: Dismissed

Date: January 18, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $1,517.00
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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