KATHARINE MARIE KANITRA is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 16804 BELLFLOWER BLVD, BELLFLOWER, CA, 90706.
KATHARINE MARIE KANITRA has worked at J.P. MORGAN SECURITIES LLC since October 01, 2012
Disclosure History
KATHARINE MARIE KANITRA has 1 Disclosure Event(s).
Date: August 08, 2003 Category: Customer Dispute Allegations: CLIENT ALLEGES HE PURCHASED AN INVESTMENT THROUGH THE FINANCIAL CONSULTANT THAT WAS INAPPROPRIATE FOR HIS NEEDS. IN ADDITION, THE CLIENT ALLEGES HE SIGNED BLANK DOCUMENTATION AT THE TIME HE PURCHASED THE INVESTMENT ON FEBRUARY 27, 2003. Damage Amount Requested: $33,383.34 Settlement Amount: $20,992.50 Broker Comment: ALTHOUGH THIS COMPLAINT WAS DENIED BY WMFS, IT WAS SETTLED INDEPENDTLY BY THE INSURANCE COMPANY WITHOUT THE KNOWLEDGE OR INVOLVEMENT OF WMFS. WMFS WAS NOT INFORMED OF THIS DECISION UNTIL NOVEMBER 16, 2004.
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