KATHARYNE BUCKINGHAM SMITH is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 189 E. CHESTNUT, BURLINGTON, WI, 53105.
KATHARYNE BUCKINGHAM SMITH has worked at J.P. MORGAN SECURITIES LLC since May 29, 2013
Disclosure History
KATHARYNE BUCKINGHAM SMITH has 3 Disclosure Event(s).
Date: December 31, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: STATUS IS PAID AND CLOSED, CIRCUMSTANTIAL INFORMATION IS AVAILABLE UPON REQUEST
Date: November 30, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: STATUS IS PAID AND CLOSED, CIRCUMSTANTIAL INFORMATION IS AVAILABLE UPON REQUEST.
Date: September 01, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: STATUS IS PAID AND CLOSED, CIRCUMSTANTIAL INFORMATION IS AVAILABLE UPON REQUEST
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