KATHERINE MCKAIN CHESLEY is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 2508 KANAWHA BLVD., EAST, CHARLESTON, WV, 25311.
KATHERINE MCKAIN CHESLEY has worked at AXA ADVISORS, LLC since March 18, 1997
Disclosure History
KATHERINE MCKAIN CHESLEY has 1 Disclosure Event(s).
Date: January 16, 2009 Category: Customer Dispute Allegations: CLIENTS ALLEGE THAT SEVERAL PURCHASES OF MUTUAL FUND B SHARES WERE MADE IN THEIR SECURITY ACCOUNTS WITHOUT THEIR APPROVAL AND THEY WERE NOT EDUCATED REGARDING THE FEES OR BREAKPOINTS THAT WERE ASSOCIATED WITH THIS TYPE OF INVESTMENT. CLIENTS ARE REQUESTING THE FIRM TO INVESTIGATE THE MATTER. DAMAGES ARE UNSPECIFIED. Broker Comment: THE FIRM FOUND NO BASIS TO THE CUSTOMER'S COMPLAINT.
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