Kathleen Barlow is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 2750 E. COTTONWOOD PARKWAY, #520, 1389 Center Dr #200, COTTONWOOD HEIGHTS, UT, 84121.
Kathleen Barlow has worked at RAYMOND JAMES & ASSOCIATES, INC. since August 08, 2016
Disclosure History
Kathleen Barlow has 2 Disclosure Event(s).
Date: June 23, 2016 Category: Customer Dispute Allegations: The client alleges the financial advisor made unauthorized trades into Franklin Funds in June 2014. Damage Amount Requested: $5,000.00 Broker Comment: After completion of the firm's investigation into client's allegations, claim was denied.
Date: August 26, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released
More Information
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