KATHLEEN ANN MALIK

KATHLEEN ANN MALIK is currently employed as a Broker and/or Investment Adviser at PARK AVENUE SECURITIES LLC located at 677 ALA MOANA BLVD, SUITE 720, HONOLULU, HI, 96813.

KATHLEEN ANN MALIK has worked at PARK AVENUE SECURITIES LLC since May 03, 1999

Disclosure History

KATHLEEN ANN MALIK has 2 Disclosure Event(s).

Date: June 29, 2000
Category: Judgment / Lien
Judgment/Lien Amount: $9,897.00
Judgment/Lien Type: Tax
Broker Comment: Rep states she is still on an arranged payment plan with the State of Hawaii.

Date: June 15, 1994
Category: Judgment / Lien
Judgment/Lien Amount: $20,264.23
Judgment/Lien Type: Tax
Broker Comment: ALLEGATIONS FILED AGAINST ME WAS FOR FAILURETO PAY TAXES. I HAVE BEEN EMPLOYED IN COMMISSION SALES AND MYCOMMISSION RESULTS WERE INSUFFICIENT TO MEET EXPENDITURES.A TAX LIEN WAS FILED AND A REPAYMENT AGREEMENTHAS BEEN REACHED WITH THE STATE OF HAWAII. $100 PER MONTH.Not Provided

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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