KATHLEEN ELIZABETH MARINANGEL

KATHLEEN ELIZABETH MARINANGEL is currently employed as a Broker and/or Investment Adviser at BROKER DEALER FINANCIAL SERVICES CORP. located at MCHENRY COUNTY INVESTMENT SERVICES INC., 353 BANK DRIVE, MCHENRY, IL, 60050.

KATHLEEN ELIZABETH MARINANGEL has worked at BROKER DEALER FINANCIAL SERVICES CORP. since August 19, 2008

Disclosure History

KATHLEEN ELIZABETH MARINANGEL has 2 Disclosure Event(s).

Date: July 05, 2011
Category: Regulatory

Date: March 26, 2010
Category: Regulatory
Initiated By: US OFFICE OF THRIFT SUPERVISION
Allegations: NOT TO ENGAGE IN TRANSACTIONS WITH ANY SUBSIDIARY OR AFFILIATE WITHOUT PRIOR WRITTEN NON-OBJECTION OF THE REGIONAL DIRECTOR.
Resolution: MONETARY FINE SanctionDetails:
Sanctions: Monetary Penalty other than Fines SanctionDetails:
Amount: $10,000.00

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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