KATHLEEN ELIZABETH MARINANGEL is currently employed as a Broker and/or Investment Adviser at BROKER DEALER FINANCIAL SERVICES CORP. located at MCHENRY COUNTY INVESTMENT SERVICES INC., 353 BANK DRIVE, MCHENRY, IL, 60050.
KATHLEEN ELIZABETH MARINANGEL has worked at BROKER DEALER FINANCIAL SERVICES CORP. since August 19, 2008
Disclosure History
KATHLEEN ELIZABETH MARINANGEL has 2 Disclosure Event(s).
Date: July 05, 2011 Category: Regulatory
Date: March 26, 2010 Category: Regulatory Initiated By: US OFFICE OF THRIFT SUPERVISION Allegations: NOT TO ENGAGE IN TRANSACTIONS WITH ANY SUBSIDIARY OR AFFILIATE WITHOUT PRIOR WRITTEN NON-OBJECTION OF THE REGIONAL DIRECTOR. Resolution: MONETARY FINE SanctionDetails: Sanctions: Monetary Penalty other than Fines SanctionDetails: Amount: $10,000.00
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