Kathleen Schurawich Parker

Kathleen Schurawich Parker is currently employed as a Broker and/or Investment Adviser at WOODMEN FINANCIAL SERVICES, INC. located at 1700 FARNAM STREET, OMAHA, NE, 68102.

Kathleen Schurawich Parker has worked at WOODMEN FINANCIAL SERVICES, INC. since June 27, 2016

Disclosure History

Kathleen Schurawich Parker has 3 Disclosure Event(s).

Date: August 07, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I was placed in collections for an unpaid medical bill in 2009.

Date: May 19, 2015
Category: Regulatory
Initiated By: NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES
Allegations: WHEN I APPLIED FOR MY NY STATE INSURANCE LICENSE I FAILED TO DISCLOSE THAT I WAS SUBJECT OF ADMINISTRATIVE ACTION BY OFFICE OF COMMISSION, STATE OF GEORGIA.
Resolution: Stipulation and Consent SanctionDetails:
Sanctions: Civil and Administrative Penalty(ies)/Fine(s) SanctionDetails:
Amount: $1,500.00

Date: March 12, 2010
Category: Regulatory

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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