KATHRYN LYNN GUDAUSKAS is currently employed as a Broker and/or Investment Adviser at WOODBURY FINANCIAL SERVICES, INC. located at 27575 FERRY RD STE 100, WARRENVILLE, IL, 60555.
KATHRYN LYNN GUDAUSKAS has worked at WOODBURY FINANCIAL SERVICES, INC. since July 29, 2015
Disclosure History
KATHRYN LYNN GUDAUSKAS has 1 Disclosure Event(s).
Date: December 06, 2010 Category: Employment Separation After Allegations Firm Name: UBS FINANCIAL SERVICES INC. Termination Type: Discharged Allegations: MS. GUDAUSKAS' EMPLOYMENT WAS TERMINATED AFTER A REVIEW BY THE FIRM DISCLOSED THAT SHE ADDED INFORMATION TO SIGNED CLIENT DOCUMENTS FOLLOWING A WARNING FROM MANAGEMENT ABOUT THAT SAME CONDUCT Broker Comment: THIS STATEMENT IS MISLEADING. THE MANAGER WHO MADE THIS CLAIM DID NOT INCLUDE IN THE PREVIOUS WARNING THAT ACCOUNT NUMBERS AND SS NUMBERS WERE INCLUDED IN THIS POLICY. IN FACT THE OPPOSITE WAS STATED IN THE PREVIOUS WARNING. THE POLICY AND PROCEDURE OF THE FIRM WAS NOT CLEARLY COMMUNICATED, WRITTEN OR VERBALLY.
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