KATHRYN MARIE ROMANO is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3750 PARK EAST DR SUITE 200, BEACHWOOD, OH, 44122.
KATHRYN MARIE ROMANO has worked at LPL FINANCIAL LLC since February 04, 2009
Disclosure History
KATHRYN MARIE ROMANO has 1 Disclosure Event(s).
Date: March 18, 2016 Category: Customer Dispute Allegations: ALLEGES OTHER INDIVIDUALS, INCLUDING ROMANO, MADE FALSE REPRESENTATIONS AND MATERIAL OMISSIONS ASSOCIATED WITH THE SALE AND THE PURCHASE OF A LIFE INSURANCE POLICY/LIFE SETTLEMENT. ALSO ALLEGES MS. ROMANO WAS NOT PRESENT TO WITNESS THE SIGNATURES OF PLAINTIFFS AT THE TIME OF THE TRANSACTION BUT NOTARIZED THE PURCHASE AGREEMENT SOON THEREAFTER. ACTIVITY PERIOD NOVEMBER AND DECEMBER 2010. Damage Amount Requested: $25,000.00 Settlement Amount: $200,000.00
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