KATHY JEAN KOESTER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 187 MARGARET ST STE B, PLATTSBURGH, NY, 12901.
KATHY JEAN KOESTER has worked at LPL FINANCIAL LLC since February 14, 2018
Disclosure History
KATHY JEAN KOESTER has 1 Disclosure Event(s).
Date: December 29, 2011 Category: Customer Dispute Allegations: IN FEB 2008 CLIENT PURCHASED A CIT GROUP NOTE WHICH WAS SOLD IN OCT 2009 AT A LOSS. Damage Amount Requested: $20,000.00 Settlement Amount: $6,500.00 Broker Comment: CLIENT HAS HAD INVESTMENTS SINCE 1985. BOTH CLIENTS WERE THOROUGHLY APPRISED OF THE RISKS OF INVESTING IN INVESTMENT QUALITY CORPORATE BONDS BEFORE THE INITIAL PURCHASE. BOTH CLIENTS WERE MADE AWARE OF THE DOWNTURN OF THEIR PARTICULAR CORPORATE BOND AS THE EVENT WAS HAPPENING.
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